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Leighann Kirtley Arthur

Gutierrez Wealth Advisory, LLC

Little Rock, AR

CRD 2472805

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Employer firm

Gutierrez Wealth Advisory, LLC CRD 319481

$329M regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Gutierrez Wealth Advisory, Llc

10801 Executive Center Dr. Ste. 103, Little Rock, AR 72211 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-05-31
  • AR RA
    APPROVED
    Since 2023-05-31

Branch Locations

10801 Executive Center Dr. Ste. 103, Little Rock, AR 72211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Little Rock AR 01/1994 10/2022
Purshe Kaplan Sterling Investments Albany NY 10/2022 02/2025
Gutierrez Wealth Advisory Little Rock AR 10/2022 Present
  • 01/1994 → 10/2022
    Little Rock, AR
  • 10/2022 → 02/2025
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 10/2022 → Present
    Gutierrez Wealth Advisory
    Little Rock, AR
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-06
S63 Uniform Securities Agent State Law Examination 1995-08-28
  • S65 Uniform Investment Adviser Law Examination
    1997-05-06
  • S63 Uniform Securities Agent State Law Examination
    1995-08-28
Other Names
  • Traci Kirtley
  • T Leighann Arthur
  • Traci Leighann Arthur
  • Leighann Kirtley Lunday

View on SEC IAPD

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