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Inactive

Leighann Kirtley Arthur

Gutierrez Wealth Advisory, LLC

Little Rock, AR

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Current Employers
Gutierrez Wealth Advisory, Llc

10801 Executive Center Dr. Ste. 103, Little Rock, AR 72211 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-05-31
  • AR RA
    APPROVED
    Since 2023-05-31

Branch Locations

10801 Executive Center Dr. Ste. 103, Little Rock, AR 72211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Little Rock AR 01/1994 10/2022
Purshe Kaplan Sterling Investments Albany NY 10/2022 02/2025
Gutierrez Wealth Advisory Little Rock AR 10/2022 Present
  • 01/1994 → 10/2022
    Ubs Financial Services Inc.
    Little Rock, AR
  • 10/2022 → 02/2025
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 10/2022 → Present
    Gutierrez Wealth Advisory
    Little Rock, AR
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-06
S63 Uniform Securities Agent State Law Examination 1995-08-28
  • S65 Uniform Investment Adviser Law Examination
    1997-05-06
  • S63 Uniform Securities Agent State Law Examination
    1995-08-28
Other Names
  • Traci Kirtley
  • T Leighann Arthur
  • Traci Leighann Arthur
  • Leighann Kirtley Lunday

View on SEC IAPD

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Other Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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