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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2007-03-02
  • LA RA
    APPROVED
    Since 2007-03-02

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group Inc Littleton CO 02/2007 Present
Tlg Advisors Inc Littleton CO 03/2007 Present
  • 02/2007 → Present
    The Leaders Group Inc
    Littleton, CO
  • 03/2007 → Present
    Littleton, CO
Previous Registrations
  • 2003-05-15 → 2006-02-09
    Summit Financial Group Inc
    Baton Rouge, LA
Other Businesses

1.) INDEPENDENT INSURANCE AGENT - SINCE 02/2007 - 13702 Coursey Blvd, Bldg 3-B, Baton Rouge, LA 70817- Agent, Insurance Business, 8 hrs/mo; 8 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - SINCE 03/2007 - 26 W Dry Creek Circle, Suite 800, LITTLETON, CO 80120 - SECURITIES RELATED, INVESTMENT ADVISOR, 80 hrs/mo; 80 hrs/mo (during trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-02-04
  • S63 Uniform Securities Agent State Law Examination
    2002-02-04
Designations
Other Names
  • Wick Barfield

View on SEC IAPD

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