Dennis Edward Gerkhardt

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-03-06
FL	RA	APPROVED	2025-03-06
GA	RA	APPROVED	2025-03-06
HI	RA	APPROVED	2025-03-06
IN	RA	APPROVED	2025-03-06
KS	RA	APPROVED	2025-03-06
MA	RA	APPROVED	2025-03-06
NJ	RA	APPROVED	2025-03-06
NY	RA	APPROVED	2025-03-06
NC	RA	APPROVED	2025-03-06
PA	RA	APPROVED	2025-03-06
RI	RA	APPROVED	2025-03-06
SC	RA	APPROVED	2025-03-06
TX	RA	APPROVED	2025-03-06
WV	RA	APPROVED	2025-03-06

CO RA
APPROVED

Since 2025-03-06
FL RA
APPROVED

Since 2025-03-06
GA RA
APPROVED

Since 2025-03-06
HI RA
APPROVED

Since 2025-03-06
IN RA
APPROVED

Since 2025-03-06
KS RA
APPROVED

Since 2025-03-06
MA RA
APPROVED

Since 2025-03-06
NJ RA
APPROVED

Since 2025-03-06
NY RA
APPROVED

Since 2025-03-06
NC RA
APPROVED

Since 2025-03-06
PA RA
APPROVED

Since 2025-03-06
RI RA
APPROVED

Since 2025-03-06
SC RA
APPROVED

Since 2025-03-06
TX RA
APPROVED

Since 2025-03-06
WV RA
APPROVED

Since 2025-03-06

Branch Locations

International Trade Center 350 Clark Drive, Suite 104B, Budd Lake, NJ 07828 • United States

3322 Route 22 West Building 4 Suite 416, Branchburg, NJ 08876 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ic Advisory Services, Inc.	Bridgewater	NJ	06/2006	03/2025
Lpl Financial Llc	Budd Lake	NJ	03/2025	Present
The Investment Center, Inc.	Branchburg	NJ	12/1998	03/2025

06/2006 → 03/2025

Ic Advisory Services, Inc.

Bridgewater, NJ
03/2025 → Present

Lpl Financial Llc

Budd Lake, NJ
12/1998 → 03/2025

The Investment Center, Inc.

Branchburg, NJ

Previous Registrations

2006-06-02 → 2025-03-06

Ic Advisory Services, Inc.

Bedminster, NJ

Branchburg, NJ

Budd Lake, NJ
2002-09-19 → 2006-06-02

The Investment Center, Inc.

Branchburg, NJ

Budd Lake, NJ

Bedminster, NJ

Other Businesses

1. 03/06/2025 - Wealthwise Advisors, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:12/12/2024 - 160 Hrs/Mth - 160 Hrs During Trading. 2. 03/06/2025- Dennis Gerkhardt- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 02/01/2000- 5 Hours Per Month- 5 Hours During Trading 3. 03/06/2025- Dennis Gerkhardt- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 12/12/2024- 2 Hours Per Month- 2 Hours During Trading 4. 03/06/2025- Shady Pond Farm- Farm- INV Related- Home based- Start date 01/01/2002- 5 Hours Per Month 5. 03/06/2025- Camp Keketaw LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 12/11/2024- 1 Hour Per Month

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-07-28

S63 Uniform Securities Agent State Law Examination

1994-07-28

Designations

Certified Financial Planner

View on SEC IAPD