Chris H Naum

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → 03/2025
  Self Employed
  North Haledon, NJ
• 01/2012 → 03/2025
  The Investment Center Inc
  North Haledon, NJ
• 01/2012 → 03/2025
  Ic Advisory Services
  North Haledon, NJ
• 03/2025 → 11/2025
  Lpl Financial Llc
  North Haledon, NJ
• 11/2025 → Present
  Centaurus Financial, Inc.
  Anaheim, CA

Previous Registrations

• 2025-03-06 → 2025-11-10
  Lpl Financial Llc
  North Haledon, NJ
• 2012-01-03 → 2025-03-06
  Ic Advisory Services, Inc.
  Mahwah, NJ
  Bedminster, NJ
  North Haledon, NJ
• 2005-12-16 → 2011-12-31
  Investors Capital Corp.
  Lynnfield, MA
  Mahwa, NJ
  Greenville, SC
  Mahwah, NJ
  Lynnfield, MA
• 2003-02-10 → 2005-12-31
  Lombard Advisers Incorporated
  Mahwah,, NJ

Other Businesses

1- 03/06/2025 - CHN LIFE PLANNING SRVCS LLC - Tax Prep/Accounting/CPA - Accountant - Investment Related - At Reported Business Location(s) - Start Date 11/01/2024 - 10 hours per month/ 0 hours during trading 2- 03/06/2025 - CHRIS H. NAUM - FINRA Arbitrator - Investment Related - At Reported Business Location(s) - Start Date 04/08/2005 - 0 hours per month/ 0 hours during trading 3- 03/06/2025 - NIA NATIONAL REALTY INC - Mortgage/Real Estate Services - AGENT - Investment Related - Paramus, NJ - Start Date 04/06/2012 - 5 hours per month/ 0 hours during trading 4- 03/06/2025 - Success Mortgage Partners, Inc - Mortgage/Real Estate Services - Investment Related - Paramus, NJ - Start Date 08/16/2024 - 5 hours per month/ 2 hours during trading 5) 11/19/2024 - CHN LIFE PLANNING SRVCS LLC - Investment related - Business Owner - None - Start date: 01/02/1995 - 10 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-19
• S63 Uniform Securities Agent State Law Examination
  1994-04-21

Other Names

• Chris H Naum
• Hristos Chris Naum