Thomas Haywood Trant

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → Present
  Lpl Financial, Llc
  Henrico, NC
• 12/2014 → 11/2024
  Davinci Financial Designs, Llc
  Newport News, VA
• 11/2024 → Present
  Independent Adv. Alliance
  Henrico, NC

Previous Registrations

• 2014-12-18 → 2024-12-19
  Davinci Financial Designs
  Newport News, VA
  Columbia, SC
• 2000-02-09 → 2015-01-13
  First Command Brokerage Services, Inc.
  Newport News, VA
  Newport News, VA
  Newport News, VA
• 2004-04-12 → 2005-09-02
  First Command Bank
  Fort Worth, TX

Other Businesses

(1) 12/16/2014: TRANT ASSOCIATES LLC - INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - 100% OF TIME SPENT - OWNER OF LLC FOR TAX AND PAYROLL FUNCTIONS OF BUSINESS (2) 12/16/2014: DAVINCI FINANCIAL DESIGNS, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - ONE COMPASS WAY, SUITE 225, NEWPORT NEWS, VA 23606 - 100% OF TIME SPENT (3) 12/16/2014: DAVINCI RISK DESIGNS - INV REL - 202 PEACHTREE LANE, YORKTOWN, VA 23693 - NON-VARIABLE INSURANCE - 35% OF TIME SPENT - ADVISOR: LIFE, WHOLE LIFE, UL, INDEXED UL, TERM LTCI, DISABILITY (4) 01/20/2015: DAVINCI FINANCIAL DESIGNS LLC - INV REL - 3200 DEVINE ST 3200 SUITE 200 COLUMBIA SC 29205 - REGISTERED INVESTMENT ADVISOR HYBRID - DAVINCI FINANCIAL DESIGNS - START 12/15/2014 - 35% OF TIME SPENT/ (5) 9/10/2019 - DaVinci Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/05/2019. (6) 12/03/2024 - Trant Associates, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/21/2024 - 200 hours per month/ 4 hours during trading (7) 12/03/2024 - Independent Advisors Alliance - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/21/2024 - 160 hours per month/ 4 hours during trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-23
• S63 Uniform Securities Agent State Law Examination
  1994-06-08

Other Names

• Woody Trant