Steven Andrew Smith

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 02/2022
  Delaware Life
  Indianapolis, IN
• 02/2022 → Present
  Transamerica Investors Securities Corporation
  Fishers, IN
• 02/2022 → Present
  Transamerica Life Insurance Company
  Fishers, IN

Previous Registrations

• 2015-03-27 → 2015-08-04
  United Capital Financial Advisors
  Indianapolis, IN
• 2012-09-11 → 2015-05-28
  Cs Capital Management Inc
  Indianapolis, IN
• 2011-06-08 → 2012-08-02
  Fifth Third Securities, Inc.
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Greenfield, IN
  Indianapolis, IN
• 2009-11-30 → 2011-06-13
  Lpl Financial Llc
  Fishers, IN
  Fort Mill, SC
  Fishers, IN
  Indianapolis, IN
  Fishers, IN
  Indianapolis, IN
  Greenwood, IN
  Indianapolis, IN
  Indianapolis, IN
  Fishers, IN
  Greenfield, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Fishers, IN
  Indianapolis, IN
  Franklin, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
• 2009-11-09 → 2009-12-01
  Invest Financial Corporation
  Fishers, IN
• 2008-01-11 → 2009-10-02
  Chase Investment Services Corp.
  Noblesville, IN
  Noblesville, IN
  Indianapolis, IN

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-06-21
• S63 Uniform Securities Agent State Law Examination
  2022-03-14

Other Names

• Steve Smith
• Steve Andrew Smith