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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-05-05
TX RA APPROVED 2021-04-30
  • MA RA
    APPROVED
    Since 2021-05-05
  • TX RA
    APPROVED
    Since 2021-04-30

Branch Locations

150A Andover St, Danvers, MA 01923 • United States

Concord, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Concord MA 10/2015 04/2021
Lpl Financial, Llc Concord MA 04/2021 Present
  • 10/2015 → 04/2021
    Voya Financial Advisors
    Concord, MA
  • 04/2021 → Present
    Concord, MA
Previous Registrations
Other Businesses

1) 4/30/2021 - Keefe at Night ADULT COMMUNITY EDUCATION-TOWN OF FRAMINGHAM - Investment Related - 790 WINTER ST FRAMINGHAM, MA 01702 - Other-Adult Education Instructor - Start Date: 3/4/2016 - TEACHING TOPICS: DIVORCE PLANNING AND SOCIAL SECURITY BENEFITS. 2) 4/30/2021 - Littleton Parks, Recreation, and Community Education - ADULT COMMUNITY EDUCATION-TOWN - Investment Related - 33 SHATTUCK ST LITTLETON, MA 01460 - Other-Adult Education Instructor - Start Date: 1/1/2010 - TEACHING TOPICS: DIVORCE PLANNING AND SOCIAL SECURITY BENEFITS. 3) 4/30/2021 - SENES & CHWALEK FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/15/2011 - 160 Hours During Securities Trading - Time Spent: 100%. 4) 4/30/2021 - Senes & Chwalek Financial Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 2/15/2011 - 2 Hours Per Month/0 Hours During Securities Trading. 5) 4/30/2021 - RENEE W. SENES, CDFA - Not Investment Related - At Reported Business Location(s) & Home Based - Other-Certified Divorce Financial Analyst - Start Date: 12/2009 - 10 Hours Per Month/3 Hours During Securities Trading. 6) 4/30/2021 - Chelmsford Community Education Center (ADULT COMMUNITY EDUCATION-TOWN OF - Investment Related - 170 DALTON RD CHELMSFORD, MA 01824 - Other-Adult Education Instructor - Start Date: 1/1/2010 - TEACHING TOPICS: DIVORCE PLANNING AND SOCIAL SECURITY BENEFITS. 7) 4/30/2021 - MONEY & DIVORCE: COSTLY MISTAKES YOU DON'T WANT TO MAKE - Investment Related - At Reported Business Location(s) & Home Based - Other-Book - Start Date: 9/17/2017. 8) 4/30/2021 - Money & the Grey Divorce - Investment Related - At Reported Business Location(s) & Home Based - Other-Book - Co-Author - Start Date: 5/7/2020.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-29
S63 Uniform Securities Agent State Law Examination 1994-06-16
  • S65 Uniform Investment Adviser Law Examination
    1994-12-29
  • S63 Uniform Securities Agent State Law Examination
    1994-06-16
Other Names
  • Renee Wendy Senes
  • Renee W. Senes-Goldsmith
  • Renee Wendy Senesgoldsmith

View on SEC IAPD

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