Mark Alan Field

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Legacy Financial Advisors
  Roswell, GA
• 11/2001 → Present
  Diversified Insurance Group Llc
  Roswell, GA
• 09/2014 → Present
  Reliastar
  Kennesaw, GA
• 09/2014 → 06/2021
  Voya Financial Advisors
  Des Moines, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-03-10 → 2021-06-09
  Voya Financial Advisors, Inc.
  Roswell, GA
  Roswell, GA
  Greenville, SC
  Windsor, CT

Other Businesses

NAME OF ENTITY:Legacy Financial Advisors; Yes; 401 MACY DR; ROSWELL; GA; 30076; DBA; part owner; 4/1/2000; 160; 160; DBA for insurance and securities|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 401 MACY DR; ROSWELL; GA; 30076; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/14/2000; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams

• S66 Uniform Combined State Law Examination
  2000-11-10
• S63 Uniform Securities Agent State Law Examination
  1994-09-23

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Mark A Field