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Jerry Nightingale

Nightingale Financial Advisory

Fremont, CA

CRD 2471586

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Employer firm

Nightingale Financial Advisory CRD 137496

$41.8M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Nightingale Financial Advisory

Fremont, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-06-07
  • CA RA
    APPROVED
    Since 2017-06-07

Branch Locations

Fremont, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nightingale Financial Advisory Fremont CA 09/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-24
S63 Uniform Securities Agent State Law Examination 1994-06-03
  • S65 Uniform Investment Adviser Law Examination
    1994-06-24
  • S63 Uniform Securities Agent State Law Examination
    1994-06-03

View on SEC IAPD

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