Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-27
IN RA APPROVED 2015-03-17
  • TX RA
    APPROVED
    Since 2024-03-27
  • IN RA
    APPROVED
    Since 2015-03-17

Branch Locations

800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Indianapolis IN 03/2015 Present
Morgan Stanley Private Bank, National Association New York NY 04/2015 Present
  • 03/2015 → Present
    Morgan Stanley Smith Barney Llc
    Indianapolis, IN
  • 04/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2004-05-21 → 2015-03-13
    Indianapolis, IN
    Indianapolis, IN
  • 1998-04-06 → 2004-05-24
    Banc One Securities Corporation
    Indianapplis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-03
S63 Uniform Securities Agent State Law Examination 1994-07-22
  • S65 Uniform Investment Adviser Law Examination
    1997-02-03
  • S63 Uniform Securities Agent State Law Examination
    1994-07-22
Designations
Other Names
  • Leb Woods

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor