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Todd Christopher Mills

Td Private Client Wealth LLC

Manchester, NH

Portsmouth, NH

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2026-06-10
CA RA APPROVED 2025-06-20
AR RA APPROVED 2025-01-27
IN RA APPROVED 2024-02-01
NM RA APPROVED 2023-08-04
NY RA APPROVED 2021-08-19
TX RA APPROVED_RES 2017-03-06
NJ RA APPROVED 2013-06-13
SC RA APPROVED 2013-05-01
CT RA APPROVED 2013-04-29
MA RA APPROVED 2013-04-29
NH RA APPROVED 2013-04-29
DE RA APPROVED 2013-04-24
FL RA APPROVED 2013-04-24
NC RA APPROVED 2013-04-24
ME RA APPROVED 2013-04-23
MD RA APPROVED 2013-04-23
PA RA APPROVED 2013-04-23
RI RA APPROVED 2013-04-23
VT RA APPROVED 2013-04-23
VA RA APPROVED 2013-04-23
  • ID RA
    APPROVED
    Since 2026-06-10
  • CA RA
    APPROVED
    Since 2025-06-20
  • AR RA
    APPROVED
    Since 2025-01-27
  • IN RA
    APPROVED
    Since 2024-02-01
  • NM RA
    APPROVED
    Since 2023-08-04
  • NY RA
    APPROVED
    Since 2021-08-19
  • TX RA
    APPROVED_RES
    Since 2017-03-06
  • NJ RA
    APPROVED
    Since 2013-06-13
  • SC RA
    APPROVED
    Since 2013-05-01
  • CT RA
    APPROVED
    Since 2013-04-29
  • MA RA
    APPROVED
    Since 2013-04-29
  • NH RA
    APPROVED
    Since 2013-04-29
  • DE RA
    APPROVED
    Since 2013-04-24
  • FL RA
    APPROVED
    Since 2013-04-24
  • NC RA
    APPROVED
    Since 2013-04-24
  • ME RA
    APPROVED
    Since 2013-04-23
  • MD RA
    APPROVED
    Since 2013-04-23
  • PA RA
    APPROVED
    Since 2013-04-23
  • RI RA
    APPROVED
    Since 2013-04-23
  • VT RA
    APPROVED
    Since 2013-04-23
  • VA RA
    APPROVED
    Since 2013-04-23

Branch Locations

1255 South Willow Street 2Nd Floor, Manchester, NH 03103 • United States

333 State Street 2Nd Floor, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc Portsmouth NH 10/2012 Present
Td Bank, N.A. Portsmouth NH 10/2012 Present
Previous Registrations
  • 2004-10-20 → 2009-04-06
    Banc Of America Investment Services, Inc.
    Portland, ME
    Portland, ME
    Portland, ME
  • 2004-08-30 → 2004-10-20
    Quick & Reilly, Inc.
    Boston, MA
  • 2002-09-30 → 2003-12-15
    Keybanc Capital Markets Inc.
    Portland, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-18
S65 Uniform Investment Adviser Law Examination 1994-04-22
S63 Uniform Securities Agent State Law Examination 1994-04-15
  • S66 Uniform Combined State Law Examination
    2012-12-18
  • S65 Uniform Investment Adviser Law Examination
    1994-04-22
  • S63 Uniform Securities Agent State Law Examination
    1994-04-15
Other Names
  • Todd Christopher Mills

View on SEC IAPD

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