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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2026-06-10 |
| CA | RA | APPROVED | 2025-06-20 |
| AR | RA | APPROVED | 2025-01-27 |
| IN | RA | APPROVED | 2024-02-01 |
| NM | RA | APPROVED | 2023-08-04 |
| NY | RA | APPROVED | 2021-08-19 |
| TX | RA | APPROVED_RES | 2017-03-06 |
| NJ | RA | APPROVED | 2013-06-13 |
| SC | RA | APPROVED | 2013-05-01 |
| CT | RA | APPROVED | 2013-04-29 |
| MA | RA | APPROVED | 2013-04-29 |
| NH | RA | APPROVED | 2013-04-29 |
| DE | RA | APPROVED | 2013-04-24 |
| FL | RA | APPROVED | 2013-04-24 |
| NC | RA | APPROVED | 2013-04-24 |
| ME | RA | APPROVED | 2013-04-23 |
| MD | RA | APPROVED | 2013-04-23 |
| PA | RA | APPROVED | 2013-04-23 |
| RI | RA | APPROVED | 2013-04-23 |
| VT | RA | APPROVED | 2013-04-23 |
| VA | RA | APPROVED | 2013-04-23 |
Branch Locations
1255 South Willow Street 2Nd Floor, Manchester, NH 03103 • United States
333 State Street 2Nd Floor, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Private Client Wealth Llc | Portsmouth | NH | 10/2012 | Present |
| Td Bank, N.A. | Portsmouth | NH | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-18 |
| S65 | Uniform Investment Adviser Law Examination | 1994-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-15 |
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