Darrick James Walker

Current Employers

Employment History

• 10/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pleasanton, CA
• 11/2010 → Present
  Bank Of America, N.A.
  Pleasanton, CA

Previous Registrations

• 2010-10-15 → 2020-12-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Casper, WY
  Pleasanton, CA
  Pleasanton, CA
  Wilson, WY
  Wilson, WY
  Wilson, WY
  Wilson, WY
  Pleasanton, CA
  Newport Beach, CA
• 2009-06-01 → 2010-10-29
  Morgan Stanley
  Wilson, WY
  Walnut Creek, CA
• 2006-10-14 → 2009-06-01
  Citigroup Global Markets Inc.
  Walnut Creek, CA
  Wilson, WY
• 2003-07-01 → 2006-10-18
  Wells Fargo Clearing Services, Llc
  Walnut Creek, CA
  Newport Beach, CA
• 2001-05-11 → 2003-07-01
  Prudential Equity Group, Llc
  Walnut Creek, CA

Other Businesses

1) Yellow Dog Farm Management/Wilson, Wyoming 83014/LLC,/management of farm ground/7/1/2015 2) Central Valley Ag Partners/Newport Beach, 92660 CA/Develop and manage almond and pistachio orchards on behalf of individuals and private families./manage the farmland and manage the acquisitions of new ranches/Start date: 9/1/2016 3) BDH Teton Holdings/P.O. Box 1608/i; yes/Agriculture & Livestock/Proprietor / owner/manage the farmland and manage the acquisitions of new real estate/start date:3/1/2016/ 4)Fish Creek Farm Management LLC/P.O. Box 1608/Family LLC for almond and pistachio sales//manage annual accounting a K1's/start date:3/1/2016 5) Jackson Hole Farm Management LLC/P.O. Box 1608/Investment related?:no LLC that owns farmland in California/manage the farmland and manage the acquisitions of new ranches/startdate:7/1/2014 6) BDH International Sales/ Investment related?; Yes/ PO Box 1608/Family Corporation for almond and pistachio sales/owner/manage the farmland and manage the acquisitions of new ranches/ start date: 7/1/2014 8) Snake River Farm Management LP/Family LLC that invests in real estate, securities and farmland/owner/manage the farmland and manage the acquisitions of new ranches/start date: 3/1/2017 9) BDH Group LLC/investment related?:/ manage the UBS account and provide investment opportunitites/start date: 3/9/2010 10) W6 Ranches LLC that owns farmland in California/owner/manage the farmland and manage the acquisitions of new ranches/start date: 12/1/2016 11)WB Capital Partners I V/ LLC that owns two industrial buildings leased to a long term tenant./partner/I am the manager of the LLC that owns the the real estate.I am responsible for filing tax returns and paying periodic bills/start date:10/1/2008 12)W5 Ranches LLC/ investment related?: y/ PO Box 1608/LLC that owns farmland in California/owner/manage the farmland and manage the acquisitions of new ranches/start date:6/1/2013 13) B&D Walker Farms/ investment related?: y/ PO Box 1608/partnership/owner/manage the UBS account and provide investment opportunitites/start date: 11/4/1999 14)Snake River Capital Partners II / P.O. Box 1608WilsonWyomingUnited States83014 / Agriculture & Livestock / LLC that owns farmland in California / manage the farmland and manage the acquisitions of new ranches / 3/1/2016 15) CVAP Ranch 7 LLC./ United States 983014./ Investment Related: Yes./ Nature: LLC that owns farmland in California./ Role: Proprietor / owner./ Duty: manage the farmland and manage the acquisitions of new ranches and UBS brokerage account./ Start Date: 2/27/2023./ Time Required: No. 16) CVAP Ranch 9 LLC, California LLC, Agriculture & Livestock, LLC that owns California, manager of the LLC that will deal with tax returns and cash management. the UBS account will be used to hold money market and Treasury securities, tax planning and cash management,start date-5/1/2025.17) WB Capital Partners,WyomingUnited States,OtherWyoming LLCReal EstateLLC that owns Timber assets,Partner,I am the manager of the LLC that owns the the real estate. I am responsible for filing tax returns and paying periodic bill,6/1/2013, Investment -Yes 18)WB Timber LLC,WyomingUnited States,Wyoming LLCReal EstateThis entity owns timberland and is managed by Merrill Lynch Trust and was not able to transfer over to UBS when we moved over in 2020 ,-1/1/2013, Investment - Yes 18) Westlands Capital Partners LLC, United States,LLC Agriculture & Livestok ,manage the farmland and leasing of the land to other farmers -12/19/202519)J B. W Family Limited Partnership III ,manage the UBS accountand provide investment opportunitites Proprietor,Start date 11/4/1999, 20)Walker Five Points,Partnership,Agriculture & Livestock,manage the UBS account and provide investment opportunitites,11/4/1999 21 JBW Family LP IV ,United StatesPartnership ,Agriculture & Livestock ,This partnership is a family owned business. I am the co managing general partner with my brother and sister.Start date -11/4/1999

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-03-24