Michael Pak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 11/2021
  Wedbush Securities Inc
  Dallas, TX
• 11/2021 → 09/2022
  Park Avenue Securities
  Frisco, TX
• 11/2021 → 09/2022
  Guardian Life Insurance Company
  Frisco, TX
• 09/2022 → 04/2024
  Park Avenue Securites
  Addison, TX
• 09/2022 → 04/2024
  Guardian Life Insurance Company
  Addison, TX
• 04/2024 → 05/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 04/2024 → 04/2024
  Intouch Credit Union
  Mckinney, TX
• 05/2025 → Present
  Lpl Financial Llc
  Las Vegas, NV

Previous Registrations

• 2024-04-29 → 2025-05-15
  Cuso Financial Services, L.P.
  Henderson, NV
  Plano, TX
  Mckinney, TX
  Las Vegas, NV
  North Las Vegas, NV
  San Diego, CA
• 2021-11-30 → 2024-04-30
  Park Avenue Securities Llc
  Frisco, TX
  Addison, TX
• 2014-11-26 → 2021-12-02
  Wedbush Securities Inc.
  Dallas, TX
• 2009-10-05 → 2014-12-16
  Ameriprise Financial Services, Llc
  Richardson, TX
  Plano, TX
  Dallas, TX
  Dallas, TX
• 2009-07-27 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Richardson, TX
• 2004-02-26 → 2009-03-17
  Banc Of America Investment Services, Inc.
  Garland, TX
  Addison, TX
  Dallas, TX
• 2002-10-23 → 2003-03-28
  Mml Investors Services, Llc
  Addison, TX
• 2003-02-05 → 2003-03-24
  Spectrum Strategies, L.L.C.
  Addison, TX

Other Businesses

1- 05/15/2025 - InTouch Investment and Retirement Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2002-10-09
• S63 Uniform Securities Agent State Law Examination
  1998-11-25

Other Names

• Chin Pak
• Michael Pak
• Chinhak Pak
• Chinhak C Pak
• Michael Chinhak Pak