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Current Employers
Liberty One Investment Management

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-10-29
  • KY RA
    APPROVED
    Since 2025-10-29

Branch Locations

Crescent Springs, KY • United States

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orion Portfolio Solutions, Llc Hebron KY 01/2015 09/2022
Brinker Capital Securities Berwyn PA 11/2021 09/2022
Liberty One Investment Management, Llc Libertyville IL 10/2022 Present
  • 01/2015 → 09/2022
    Orion Portfolio Solutions, Llc
    Hebron, KY
  • 11/2021 → 09/2022
    Brinker Capital Securities
    Berwyn, PA
  • 10/2022 → Present
    Liberty One Investment Management, Llc
    Libertyville, IL
Previous Registrations
  • 2016-06-30 → 2022-09-01
    Orion Portfolio Solutions, Llc
    Hebron, KY
  • 2005-12-14 → 2007-07-13
    Edgewood, KY
    Ft. Wright, KY
    Edgewood, KY
    Walton, KY
    Florence, KY
    Edgewood, KY
    Ft. Wright, KY
    Independence, KY
    Florence, KY
  • 2001-06-05 → 2003-11-18
    Cincinnati, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-03-03
S65 Uniform Investment Adviser Law Examination 2016-06-30
  • S63 Uniform Securities Agent State Law Examination
    2022-03-03
  • S65 Uniform Investment Adviser Law Examination
    2016-06-30

View on SEC IAPD

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