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Kevin Daley

Citizens Securities, Inc.

Belmont, MA

Johnston, RI

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-06-10
NY RA APPROVED 2024-06-11
AK RA APPROVED 2023-12-08
CA RA APPROVED 2023-11-28
GA RA APPROVED 2021-10-27
WA RA APPROVED 2021-01-12
RI RA APPROVED 2020-09-29
  • NH RA
    APPROVED
    Since 2025-06-10
  • NY RA
    APPROVED
    Since 2024-06-11
  • AK RA
    APPROVED
    Since 2023-12-08
  • CA RA
    APPROVED
    Since 2023-11-28
  • GA RA
    APPROVED
    Since 2021-10-27
  • WA RA
    APPROVED
    Since 2021-01-12
  • RI RA
    APPROVED
    Since 2020-09-29

Branch Locations

65 Leonard Street Ms: Ma-039, Belmont, MA 02478 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. Malden MA 04/2010 04/2017
Eastern Bank Malden MA 04/2010 04/2017
Santander Bank, Na Boston MA 05/2017 08/2020
Santander Securities, Llc Dorchester MA 05/2017 08/2020
Citizens Securities, Inc. Belmont MA 09/2020 Present
  • 04/2010 → 04/2017
    Investment Professionals, Inc.
    Malden, MA
  • 04/2010 → 04/2017
    Eastern Bank
    Malden, MA
  • 05/2017 → 08/2020
    Santander Bank, Na
    Boston, MA
  • 05/2017 → 08/2020
    Santander Securities, Llc
    Dorchester, MA
  • 09/2020 → Present
    Citizens Securities, Inc.
    Belmont, MA
Previous Registrations
  • 2017-06-02 → 2020-08-28
    Santander Securities Llc
    West Boylston, MA
    Shrewsbury, MA
    Shrewsbury, MA
    Framingham, MA
    Plymouth, MA
    Framingham, MA
    Boston, MA
  • 2010-04-21 → 2017-05-01
    Investment Professionals, Inc.
    San Antonio, TX
    Burlington, MA
    Quincy, MA
  • 2009-11-17 → 2010-02-23
    Td Wealth Management Services Inc.
    Boston, MA
    Brookline, MA
  • 2008-02-13 → 2009-11-17
    Cetera Investment Services Llc
    Boston, MA
  • 2005-03-25 → 2008-01-25
    Banc Of America Investment Services, Inc.
    Boston, MA
    Boston, MA
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-21
S63 Uniform Securities Agent State Law Examination 1994-05-27
  • S65 Uniform Investment Adviser Law Examination
    2004-09-21
  • S63 Uniform Securities Agent State Law Examination
    1994-05-27
Other Names
  • Kevin Edward Daley

View on SEC IAPD

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Other Offices

EDWARD JONES · BELMONT, MA
SLB ADVISORS, LLC · BELMONT, MA
OSAIC INSTITUTIONS, INC. · BELMONT, MA
ARSENAL FINANCIAL, LLC · WATERTOWN, MA
LPL FINANCIAL LLC · WATERTOWN, MA
LPL FINANCIAL LLC · WATERTOWN, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BELMONT, MA
INTEGRATED WEALTH CONCEPTS LLC · BELMONT, MA

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