David R Robert

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2018-10-22
TX	RA	APPROVED_RES	2018-10-22

LA RA
APPROVED

Since 2018-10-22
TX RA
APPROVED_RES

Since 2018-10-22

Branch Locations

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Petersen Investments Inc	Baton Rouge	LA	03/2010	05/2018
Lpl Financial Llc	Banton Rouge	LA	05/2018	Present

03/2010 → 05/2018

Petersen Investments Inc

Baton Rouge, LA
05/2018 → Present

Lpl Financial Llc

Banton Rouge, LA

Previous Registrations

2009-04-07 → 2010-03-10

Chase Investment Services Corp.

Baton Rouge, LA

Baton Rouge, LA
2003-10-16 → 2009-03-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baton Rouge, LA

Baton Rouge, LA

Other Businesses

1) 5/1/18- Quint, Miller & Company- DBA for LPL Business (entity for LPL business)- Inv. Related- Baton Rouge, LA - 100% 2) 7/23/2020 - MSR Partners, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/06/2012 - 0 Hours Per Month. 3) 10/14/2021 - No Business Name - Investment Related - Baton Rouge, LA 70820 - Real Estate Rental - Start Date: 09/10/2021 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-04
S63	Uniform Securities Agent State Law Examination	1999-01-13

S65 Uniform Investment Adviser Law Examination

1999-02-04
S63 Uniform Securities Agent State Law Examination

1999-01-13

View on SEC IAPD