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Brogan Financial CRD 133623
$577M regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2160 Lakeside Centre Way Suite 102, Knoxville, TN 37922 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2005-02-14 |
Branch Locations
8351 E. Walker Springs Ln. Suite 101, Knoxville, TN 37923 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brogan Financial, Inc. | Knoxville | TN | 06/2001 | Present |
MR. BROGAN IS ENGAGED AS AN INDEPEDENT LIFE & HEALTH INSURANCE AGENT WITH A VARIETY OF NON-AFFILIATED INSURANCE COMPANIES. THE INSURANCE BUSINESS OPERATES UNDER BROGAN FINANCIAL LLC. MR. BROGAN SPENDS APPROXIMATELY 20 HOURS PER MONTH DURING TRADING HOURS ON THIS OUTSIDE BUSINESS ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-30 |
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