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Employer firm

Golden State Wealth Management, LLC CRD 167995

$2.22B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Golden State Wealth Management, Llc

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-02-05
  • CA RA
    APPROVED
    Since 2016-02-05

Branch Locations

1841 Crenshaw Boulevard #423, Torrance, CA 90501 • United States

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Torrance CA 02/2016 Present
Golden State Wealth Management, Llc Torrance CA 06/2016 Present
Previous Registrations
Other Businesses

1. 02/05/2016 - Golden State Wealth Management - INV REL - 19800 MacArthur Blvd, #855 Irvine, CA 92612 - DBA for LPL Business (entity for LPL business) - START 02/01/2016 - 100% TIME SPENT - RIA 2. 02/05/2016 - Non-Variable Insurance - INV REL - 19800 MacArthur Blvd, Suite 855, Irvine, CA 92612 - START 2/5/2016 - 10% TIME SPENT 3. 02/11/2016 - Golden State Wealth Management, LLC - INV REL - 19800 MacArthur Blvd, #855 Irvine, CA 92612 - Registered Investment Advisor Hybrid - START 02/01/2016 - 100% TIME SPENT - IAR 4. 02/11/2016 - Golden State Wealth Management, LLC - INV REL - 19800 MacArthur Blvd, #855 Irvine, CA 92612 - Registered Investment Advisor DBA - START 02/01/2016 - 100% TIME SPENT. 5. 3/26/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/01/2018 - 15 Hours Per Month/12 Hours During Securities Trading. 6. 11/13/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/10/2017 - 20 Hours Per Month/15 Hours During Securities Trading. 7. 11/20/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/01/2018 - 10 Hours Per Month/8 Hours During Securities Trading 8. 07/06/2023 - Isaac Kim Wealth Management - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 07/03/2023 - 25 Hours Per Month/ 25 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-23
S63 Uniform Securities Agent State Law Examination 1994-09-12
  • S66 Uniform Combined State Law Examination
    2008-05-23
  • S63 Uniform Securities Agent State Law Examination
    1994-09-12
Other Names
  • Reesuk Issac Kim

View on SEC IAPD

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