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Golden State Wealth Management, LLC CRD 167995
$2.22B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-02-05 |
Branch Locations
1841 Crenshaw Boulevard #423, Torrance, CA 90501 • United States
254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Torrance | CA | 02/2016 | Present |
| Golden State Wealth Management, Llc | Torrance | CA | 06/2016 | Present |
1. 02/05/2016 - Golden State Wealth Management - INV REL - 19800 MacArthur Blvd, #855 Irvine, CA 92612 - DBA for LPL Business (entity for LPL business) - START 02/01/2016 - 100% TIME SPENT - RIA 2. 02/05/2016 - Non-Variable Insurance - INV REL - 19800 MacArthur Blvd, Suite 855, Irvine, CA 92612 - START 2/5/2016 - 10% TIME SPENT 3. 02/11/2016 - Golden State Wealth Management, LLC - INV REL - 19800 MacArthur Blvd, #855 Irvine, CA 92612 - Registered Investment Advisor Hybrid - START 02/01/2016 - 100% TIME SPENT - IAR 4. 02/11/2016 - Golden State Wealth Management, LLC - INV REL - 19800 MacArthur Blvd, #855 Irvine, CA 92612 - Registered Investment Advisor DBA - START 02/01/2016 - 100% TIME SPENT. 5. 3/26/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/01/2018 - 15 Hours Per Month/12 Hours During Securities Trading. 6. 11/13/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/10/2017 - 20 Hours Per Month/15 Hours During Securities Trading. 7. 11/20/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/01/2018 - 10 Hours Per Month/8 Hours During Securities Trading 8. 07/06/2023 - Isaac Kim Wealth Management - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 07/03/2023 - 25 Hours Per Month/ 25 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-12 |
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