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Donald Mark Winder Kemp

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Richmond, VA

Hartfield, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2009-10-23
  • VA RA
    APPROVED
    Since 2009-10-23

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

1111 E Main St, Richmond, VA 23219 • United States

Hartfield, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America N.A Richmond VA 03/2008 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 10/2009 Present
Previous Registrations
  • 2009-04-13 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-06
S63 Uniform Securities Agent State Law Examination 1994-05-11
  • S66 Uniform Combined State Law Examination
    2009-03-06
  • S63 Uniform Securities Agent State Law Examination
    1994-05-11
Other Names
  • Donald Kemp
  • Mark Winder Kemp

View on SEC IAPD

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