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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2012-10-01 |
Branch Locations
426 Center Street, Lake Geneva, WI 53147 • United States
38 N. Washington St., Elkhorn, WI 53121 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Elkhorn | WI | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Elkhorn | WI | 09/2002 | Present |
Entity Name: Sunset Hills Association Investment related: Y "Address: N2591 Sunset Blvd Lake Geneva, WI. 53147" Nature of the other business: HOA Position/Title/Relationship: Board member Start Date: 08/01/1995 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Board of Director and Treasurer. As Board Member I we maintain the commons areas and the Subdivision for member use. As Treasurer I disburse funds for the fees and payments to maintain the common area of the Association. None of my duties are similar to my role with JPMC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-08 |
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