David Joseph Harper

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-03-14
PA	RA	APPROVED	2021-11-01
TX	RA	APPROVED	2021-11-01

FL RA
APPROVED

Since 2022-03-14
PA RA
APPROVED

Since 2021-11-01
TX RA
APPROVED

Since 2021-11-01

Branch Locations

Sarasota, FL • United States

124 Bryna Ln, Carnegie, PA 15106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fsc Securities Corporation	Sarasota	FL	02/2009	11/2021
Lpl Financial	Sarasota	FL	11/2021	Present

02/2009 → 11/2021

Fsc Securities Corporation

Sarasota, FL
11/2021 → Present

Lpl Financial

Sarasota, FL

Previous Registrations

2010-10-14 → 2021-11-12

Fsc Securities Corporation

Sarasota, FL

Indiana, PA

Sarasoto, FL

Sarasota, FL

Indiana, PA

Other Businesses

1) 1/2018 - Business Entity For Tax/Investment Purposes Only - SEASONS FINANCIAL ADVISORS, LLC - Not Investment Related - SARASOTA, FL 34240 2) 1/2006 - Non-Variable Insurance - David Harper - Investment Related - 15% - SARASOTA, FL 34240 3) 4/2006 - DBA for LPL Business (entity for LPL business) - HPK PROVIDENT ADVISORS - Investment Related - SARASOTA, FL 34240 4) 05/04/2023 - Nursing Your Nest Egg - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/15/2023 - 25 Hours Per Month/20 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-03-09
S63	Uniform Securities Agent State Law Examination	1994-05-06

S65 Uniform Investment Adviser Law Examination

2022-03-09
S63 Uniform Securities Agent State Law Examination

1994-05-06

View on SEC IAPD