Best Investors Account Sign in
Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-01-19
CA RA APPROVED 2024-01-19
  • AZ RA
    APPROVED
    Since 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

508 Gibson Dr. Ste 240, Roseville, CA 95678 • United States

Peoria, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 09/2012 03/2019
Questar Asset Management Minneapolis MN 09/2012 03/2019
Woodbury Financial Services, Inc. Scottsdale AZ 03/2019 01/2024
Woodbury Financial Services, Inc. Scottsdale AZ 03/2019 Present
Osaic Wealth, Inc. Roseville CA 01/2024 Present
  • 09/2012 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 09/2012 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Scottsdale, AZ
  • 03/2019 → Present
    Woodbury Financial Services, Inc.
    Scottsdale, AZ
  • 01/2024 → Present
    Roseville, CA
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Scottsdale, AZ
    Torrance, CA
    Roseville, CA
    Peoria, AZ
  • 2012-10-11 → 2019-03-01
    Questar Asset Management, Inc.
    Minneapolis, MN
    Placerville, CA
    Scottsdale, AZ
    Austin, TX
  • 2011-02-17 → 2012-09-27
    Woodbury Financial Services, Inc.
    El Dorado Hills, CA
    El Dorado Hills, CA
    Roseville, CA
  • 2006-09-11 → 2011-02-11
    Qa3 Financial Llc
    El Dorado Hills, CA
    Omaha, NE
  • 2002-10-30 → 2006-09-06
    Sacramento, CA
    Sacramento, CA
Other Businesses

1. DBSI POSITION: Insurance Agent. NATURE: Life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2014 ADDRESS: 5501 Excelsior Blvd, Minneapolis MN 55416-5153, United States DESCRIPTION: Provide life insurance solutions to clients in need of it. 2. DARON MCMILLAN POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 10/29/2013 ADDRESS: 983 Reserve Dr, Roseville CA 95678, United States DESCRIPTION: For clients, business owners, etc. who have a need and or desire for life insurance, I provide insurance solutions that provide protection for their stated need. 3. CAPITAL FLOW PC POSITION: Life Agent/Investment Advisor NATURE: Life Insurance business for wealth preservation and estate planning purposes. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 31801 N 128th Dr, Peoria AZ 85383, United States DESCRIPTION: Identifying clients who need to implement life insurance for wealth preservation and estate planning purposes. For clients with these needs, I then conduct an analysis and provide life insurance options for clients to meet their needs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-14
S63 Uniform Securities Agent State Law Examination 1994-05-16
  • S65 Uniform Investment Adviser Law Examination
    2001-05-14
  • S63 Uniform Securities Agent State Law Examination
    1994-05-16
Other Names
  • Daron E Mcmillan

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Roseville, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor