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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-01-19 |
| CA | RA | APPROVED | 2024-01-19 |
Branch Locations
508 Gibson Dr. Ste 240, Roseville, CA 95678 • United States
Peoria, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 09/2012 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 09/2012 | 03/2019 |
| Woodbury Financial Services, Inc. | Scottsdale | AZ | 03/2019 | 01/2024 |
| Woodbury Financial Services, Inc. | Scottsdale | AZ | 03/2019 | Present |
| Osaic Wealth, Inc. | Roseville | CA | 01/2024 | Present |
1. DBSI POSITION: Insurance Agent. NATURE: Life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2014 ADDRESS: 5501 Excelsior Blvd, Minneapolis MN 55416-5153, United States DESCRIPTION: Provide life insurance solutions to clients in need of it. 2. DARON MCMILLAN POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 10/29/2013 ADDRESS: 983 Reserve Dr, Roseville CA 95678, United States DESCRIPTION: For clients, business owners, etc. who have a need and or desire for life insurance, I provide insurance solutions that provide protection for their stated need. 3. CAPITAL FLOW PC POSITION: Life Agent/Investment Advisor NATURE: Life Insurance business for wealth preservation and estate planning purposes. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 31801 N 128th Dr, Peoria AZ 85383, United States DESCRIPTION: Identifying clients who need to implement life insurance for wealth preservation and estate planning purposes. For clients with these needs, I then conduct an analysis and provide life insurance options for clients to meet their needs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-16 |
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