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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-20 |
Branch Locations
15760 Ventura Blvd 1St Fl, Encino, CA 91436 • United States
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Los Angeles | CA | 02/2024 | 01/2026 |
| Borapp Consulting, Inc. | Encino | CA | 04/2014 | 02/2024 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 01/2026 | Present |
Business Ownership; Borapp Consulting, Inc.; Owner; Consulting; 4954 EDGERTON AVE, , ENCINO, CA, 91436; Not Investment-Related; 04/05/2015; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-26 |
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