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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-22 |
| NJ | RA | APPROVED | 2002-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Cherry Hill | NJ | 08/1994 | Present |
1) 11/14/2006: Executive Financial Group, Inc. - Non-Variable Insurance DBA - Investment Related - At Reported Business Location(s) - 65% Time Spent - sell Life insurance, Di, LTC & health insurance 2) 05/07/2008: 1864, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - 5% Time Spent - Office Building 3) 4/12/2018 - Executive Financial Group, Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/14/2006 - 160 Hours Per Month/8 Hours During Securities Trading - Sell Life insurance, Di, LTC & health insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-11 |
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