Alan Ranier Simeon

Current Employers

Employment History

• 05/2006 → 05/2024
  Eaton Vance
  Boston, MA
• 05/2024 → Present
  Lpl Financial
  Arroyo Grande, CA
• 05/2024 → Present
  Perennial Financial Services
  Los Angeles, CA

Previous Registrations

• 2008-08-29 → 2024-05-14
  Eaton Vance Management
  Boston, MA

Other Businesses

1- 03/2024 / Perennial Financial Services / DBA for LPL Business (entity for LPL business) / Non Investment Related 2. 05/07/2024 - Perennial Investment Advisors, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 4/1/2024 - 120 Hrs/Mo; 4 Hrs During Trading - I provide investment advisory services through PERENNIAL INVESTMENT ADVISORS, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 05/07/2024 - PERENNIAL INVESTMENT ADVISORS, LLC DBA Perennial Financial Services - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started: 4/1/2024 - 120 Hrs/Mo; 6 Hrs During Trading - I provide investment advisory services through PERENNIAL INVESTMENT ADVISORS, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2007-10-30
• S63 Uniform Securities Agent State Law Examination
  1995-11-13