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Lea Antonoplis Inouye

Ameriprise Financial Services, LLC

Newport Beach, CA

Huntingtn Bch, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-03-30
TX RA APPROVED 2010-03-29
  • CA RA
    APPROVED
    Since 2010-03-30
  • TX RA
    APPROVED
    Since 2010-03-29

Branch Locations

660 Newport Center Dr Ste 800, Newport Beach, CA 92660 • United States

Huntingtn Bch, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Irvine CA 03/2010 03/2020
Ameriprise Financial Services, Llc Irvine CA 03/2020 Present
Previous Registrations
  • 2009-06-01 → 2010-04-01
    Morgan Stanley
    Long Beach, CA
    Huntington Beach, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Long Beach, CA
  • 1997-07-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Long Beach, CA
    Long Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-11
S63 Uniform Securities Agent State Law Examination 1994-04-28
  • S65 Uniform Investment Adviser Law Examination
    2001-05-11
  • S63 Uniform Securities Agent State Law Examination
    1994-04-28
Other Names
  • Lea Antonoplis
  • Lea Antonoplis-Inouye

View on SEC IAPD

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