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Jeffrey Karl Von Colln

Von Colln Financial Group

Ogden, UT

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Current Employers
Von Colln Financial Group

204 Historic 25Th Street, Ogden, UT 84401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-05
UT RA APPROVED 2016-08-30
  • TX RA
    APPROVED_RES
    Since 2016-10-05
  • UT RA
    APPROVED
    Since 2016-08-30

Branch Locations

204 Historic 25Th Street, Ogden, UT 84401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco Private Ledger) Ogden UT 03/2004 Present
Jeff Von Colln, Pc Ogden UT 08/2016 Present
Von Colln Financial Group Ogden UT 11/2016 Present
  • 03/2004 → Present
    Lpl Financial, Llc (Formerly: Linsco Private Ledger)
    Ogden, UT
  • 08/2016 → Present
    Jeff Von Colln, Pc
    Ogden, UT
  • 11/2016 → Present
    Ogden, UT
Previous Registrations
Other Businesses

(1) 3/7/2012: Von Colln Properties, LLC - Investment Related - 204 Historic 25th Street, OGDEN, UT 84401-2683 - Real Estate Rental - Time Spent 1% - VON COLLN PROPERTIES LLC IS THE COMPANY I OWN THE BUILDING IN WHICH I DO BUSINESS. I HAVE 3 TENANTS, NONE OF WHICH ARE CLIENTS OF LPL. IT IS REAL ESTATE HOLDING LLC ONLY. (2) 4/11/2014: Von Colln Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (3) 5/29/2014: Jeff Von Colln, PC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2004 - 160 Hours Per Month During Securities Trading. (4) 11/11/2016: Von Colln Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Stated 09/07/16 - 150 Hours Per Month/130 Hours During Securities Trading - IAR - I provide investment advisory services through Von Colln Financial Group, an independent investment advisor firm. I started this business activity in August 2016. I expect to spend approximately 150 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 3/31/2021 - Historic Kokomo Club - Not Investment Related - 216 Historic 25th St Ogden, Utah 84401 - Other-Bar or Tavern - Owner - Start Date: 12/1/2020 - 10 Hours Per Month/0 Hours During Securities Trading. (6) 10/25/2024 - The Red Light Bar - Other - Bar or Tavern - Owner - Not Investment Related - 130 25th Street, Ogden, Utah 84401 - Start Date 08/22/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-28
S63 Uniform Securities Agent State Law Examination 1995-12-01
  • S65 Uniform Investment Adviser Law Examination
    1995-12-28
  • S63 Uniform Securities Agent State Law Examination
    1995-12-01
Designations
Other Names
  • Jeff Voncollin
  • Jeffrey Voncolln
  • Jeffrey Karl Voncolln

View on SEC IAPD

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