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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2017-05-04 |
| TX | RA | APPROVED | 2017-05-04 |
Branch Locations
92 Elm Street, Camden, ME 04843 • United States
129 Middle St Ste #200, Portland Maine (Id), ME 04101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Camden | ME | 10/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Camden | ME | 11/2016 | 05/2017 |
| Robert W. Baird | Camden | ME | 05/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-10 |
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