Yaming Zhou

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 07/2021
  Waddell & Reed, Inc.
  Mukilteo, WA
• 06/2012 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Mukilteo, WA
• 08/2012 → 07/2021
  Ymz Enterprises Llc
  Mukilteo, WA
• 07/2011 → 05/2018
  Rental Property
  Everett, WA
• 07/2011 → 05/2018
  Yaming Zhou
  Everett, WA
• 01/2021 → 07/2021
  Ocean Shores Rental
  Ocean Shores, WA
• 07/2021 → Present
  Lpl Financial Llc
  Mukilteo, WA

Previous Registrations

• 2012-07-11 → 2021-07-21
  Waddell & Reed
  Seattle, WA
  Lynnwood, WA
  Mukilteo, WA
• 2007-05-01 → 2012-01-06
  Edward Jones
  St Louis, MO
  Lynnwood, WA

Other Businesses

1) 1/2012 - Business Entity For Tax/Investment Purposes Only - YMZ Enterprise LLC - Not Investment Related - Mukilteo, WA 98275 2) 1/2021 - Real Estate Rental - Ocean Shores Rental - Investment Related - 855 Ocean Shores Blvd NW #105, Ocean Shores WA 98569 3) 05/21/2025 - YAMING ZHOU - Investment Related - Real Estate Rental - Camano Island, WA - Start Date:05/24/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-12
• S63 Uniform Securities Agent State Law Examination
  2005-12-01

Other Names

• Ya Ming Zhou