Michael Anthony Mordenti

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 10/2025
  Raymond James & Associates, Inc.
  Charlotte, NC
• 10/2025 → Present
  Raymond James Financial Services Inc.
  Charlotte, NC
• 10/2025 → Present
  Raymond James Financial Services Advisors Inc.
  Charlotte, NC

Previous Registrations

• 2009-04-17 → 2025-10-01
  Raymond James & Associates, Inc.
  Charlotte, NC
• 2006-02-21 → 2009-05-07
  Citigroup Global Markets Inc.
  Charlotte, NC
  Charlotte, NC
  New York, NY
  Charlotte, NC
• 2001-12-31 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Charlotte, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-16
• S63 Uniform Securities Agent State Law Examination
  1994-05-09

Other Names

• Micheal Anthony Mordenti