Charlene Denise Monts

Current Employers

Employment History

• 03/2013 → 07/2020
  Investacorp, Inc.
  Miami, FL
• 03/2013 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Reisterstown, MD
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Reisterstown, MD
• 06/2024 → Present
  Osaic Wealth, Inc.
  Owning Mills, MD
• 06/2024 → Present
  Osaic Wealth, Inc.
  Owning Mills, MD

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Reisterstown, MD
• 2013-03-20 → 2020-07-17
  Investacorp Advisory Services Inc
  Reisterstown, MD
• 1995-02-09 → 2012-10-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baltimore, MD
  Baltimore, MD

Other Businesses

***FIXED INSURANCE SALES POSITION: Chair / CEO NATURE: Fixed Insurance sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 03/01/2013 ADDRESS: 12308 Steeple Chase Drive, Reisterstown MD 21136 DESCRIPTION: Fixed Insurance sales ***MONTS ENTERPRISES LLC POSITION: President / CEO NATURE: Business consulting. Per my Articles of Organization,(a) provide APPS creation, development, maintenance and sales solutions services; consulting for real estate negotiations, technology solutions, and commercial/residential interior and exterior designs and (b) to have and exercise all powers now or hereafter conferred by the laws of the State of Maryland on LLC formed pursuant to the Maryland LLC Act and (c) to do any and all things necessary, convenient or incidental to achievement of the foregoing. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2011 ADDRESS: 12308 Steeple Chase Drive, Reisterstown MD 21136 DESCRIPTION: Business consulting. Per my Articles of Organization, (a) provide APPS creation, development, maintenance and sales solutions services; consulting for real estate negotiations, technology solutions, and commercial/residential interior and exterior designs and (b) to have and exercise all powers now or hereafter conferred by the laws of the State of Maryland on LLC formed pursuant to the Maryland LLC Act and (c) to do any and all things necessary, convenient or incidental to achievement of the foregoing. ***SAGAMORE WEALTH FINANCIAL POSITION: IAR NATURE: Advisory-SAA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/21/2013 ADDRESS: 12308 Steeple Chase Drive, Reisterstown MD 21136 DESCRIPTION: Advisory

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-16
• S63 Uniform Securities Agent State Law Examination
  1995-01-06

Other Names

• Charlene Shannon
• Charlene Barfield