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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-03-07
TX RA APPROVED_RES 2019-03-06
  • GA RA
    APPROVED
    Since 2019-03-07
  • TX RA
    APPROVED_RES
    Since 2019-03-06

Branch Locations

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

2724 Vinings Oak Drive Se, Atlanta, GA 30339 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 05/2007 03/2019
Suntrust Advisory Services Atlanta GA 09/2016 03/2019
Raymond James & Associates Atlanta GA 03/2019 Present
  • 05/2007 → 03/2019
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 09/2016 → 03/2019
    Suntrust Advisory Services
    Atlanta, GA
  • 03/2019 → Present
    Raymond James & Associates
    Atlanta, GA
Previous Registrations
  • 2016-09-01 → 2019-03-08
    Atlanta, GA
  • 2005-06-30 → 2016-12-31
    Truist Investment Services, Inc.
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2003-04-09 → 2005-06-30
    Truist Securities, Inc.
    Atlanta, GA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-10-11
  • S63 Uniform Securities Agent State Law Examination
    1996-10-11
Other Names
  • Debbie Riney
  • Deborah Sue Riney

View on SEC IAPD

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