Deborah Riney Smith

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2019-03-07
TX	RA	APPROVED_RES	2019-03-06

GA RA
APPROVED

Since 2019-03-07
TX RA
APPROVED_RES

Since 2019-03-06

Branch Locations

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

2724 Vinings Oak Drive Se, Atlanta, GA 30339 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Suntrust Investment Services, Inc.	Atlanta	GA	05/2007	03/2019
Suntrust Advisory Services	Atlanta	GA	09/2016	03/2019
Raymond James & Associates	Atlanta	GA	03/2019	Present

05/2007 → 03/2019

Suntrust Investment Services, Inc.

Atlanta, GA
09/2016 → 03/2019

Suntrust Advisory Services

Atlanta, GA
03/2019 → Present

Raymond James & Associates

Atlanta, GA

Previous Registrations

2016-09-01 → 2019-03-08

Truist Advisory Services, Inc.

Atlanta, GA
2005-06-30 → 2016-12-31

Truist Investment Services, Inc.

Atlanta, GA

Atlanta, GA

Atlanta, GA

Atlanta, GA

Atlanta, GA
2003-04-09 → 2005-06-30

Truist Securities, Inc.

Atlanta, GA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-10-11

S63 Uniform Securities Agent State Law Examination

1996-10-11

Other Names

Debbie Riney
Deborah Sue Riney

View on SEC IAPD