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16950 Via De Santa Fe Suite 5060-180, Rancho Santa Fe, CA 92067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-20 |
| CO | RA | APPROVED | 2026-08-18 |
Branch Locations
16950 Via De Santa Fe Suite 5060-180, Rancho Santa Fe, CA 92067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Pueblo | CO | 01/1999 | 05/2020 |
| Raymond James Financial Services Advisors, Inc | Pueblo | CO | 01/2009 | 05/2020 |
| Lpl Financial, Llc | Pueblo | CO | 05/2020 | 08/2026 |
| Scsc Advisors, Llc | Pueblo | CO | 08/2026 | Present |
1. 05/26/2020 - HEALTH SOLUTIONS/ NON-PROFIT BOARD MEMBER/ NOT INVESTMENT RELATED/ PUEBLO, CO / Start Date:2000 - 2 Hrs/Mth - 0 Hrs During Trading. 2. 05/26/2020 - URSCO, LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 1493 W SIESTA DR, PUEBLO WEST, CO 81007 - Start Date:1995 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-19 |
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