Vincent Tropea

Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  City National Securities, Inc.
  Los Angeles, CA

Previous Registrations

• 2009-05-02 → 2010-04-08
  Chase Investment Services Corp.
  Hollywood, CA
  Los Angeles, CA
  Los Angeles, CA
• 2006-02-17 → 2009-05-02
  Wamu Investments, Inc.
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Hollywood, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Beverly Hills, CA
  Pacific Palisades, CA
  Malibu, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

(1) Name:Tropea Family Trust Investment related: Yes Address:10252 Moth Orchid Ct., Las Vegas, NV 89183; Nature: Single family real estate investment; Position, title, or relationship: Property owner Start date:07/01/2016 # of hours/month:0 # of hours during securities trading hours:0 Duties: Landlord (2)TROPEA FAMILY TRUST Investment Related ADDRESS: 977 PLANTAIN AVE Start Date: 02/15/18 Nature of Business: SINGLE FAMILY REAL ESTATE INVESTMENT Hours devoted: 0 Hours during securities trading hours: 0 Duties: LANDLORD (3) Name of Entity: The Tropea Family Trust; Non-investment related; Address: 3858 Welsh Pony Lane Yorba Linda, Ca 92886; Nature of OBA: Real Estate Investment; Position/Title/Relationship: Sole Proprietor; Start Date: 05/11/2016; Time devoted: 1 hours per month; 0 during securities trading hours Duties: Landlord.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-04-08

Designations

• Certified Financial Planner