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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-26 |
| TX | RA | APPROVED | 2022-11-23 |
| CT | RA | APPROVED | 2019-03-15 |
Branch Locations
450 Post Road E, Westport, CT 06880 • United States
New Rochelle, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Greenwich | CT | 01/2016 | 03/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2016 | 03/2019 |
| Wells Fargo Clearing Services Llc | Westport | CT | 03/2019 | Present |
JIGGSY, LTD; NON INV RELATED; NEW ROCHELLE, NY; OWNER; START: 10/2018; 0 HR/MO; 0 DURING TRADING. DONJITO INC. LLC, INV RELATED, MAMARONECK, NY, 10% OWNERSHIP, START 3/21/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, SILENT PARTNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-24 |
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