Richard William Weeks Iv

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-29
VA	RA	APPROVED	2011-07-08

FL RA
APPROVED

Since 2026-04-29
VA RA
APPROVED

Since 2011-07-08

Branch Locations

Delray Beach, FL • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

8201 Greensboro Drive Suite 545, Mclean, VA 22102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hightower Advisors, Llc	Delray Beach	FL	07/2011	Present
Hightower Securities, Llc	Delray Beach	FL	07/2011	Present

07/2011 → Present

Hightower Advisors, Llc

Delray Beach, FL
07/2011 → Present

Hightower Securities, Llc

Delray Beach, FL

Previous Registrations

2009-06-01 → 2011-07-27

Morgan Stanley

Vienna, VA

Mclean, VA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Vienna, VA
2001-02-27 → 2007-04-02

Morgan Stanley Dw Inc.

Vienna, VA

Vienna, VA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-05-17
S63	Uniform Securities Agent State Law Examination	1994-05-04

S65 Uniform Investment Adviser Law Examination

1994-05-17
S63 Uniform Securities Agent State Law Examination

1994-05-04

Other Names

Richard William Weeks
Richard William Weeks Iv
Richard William Weeks

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