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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-03-11 |
| NE | RA | APPROVED | 2023-07-28 |
| RI | RA | APPROVED | 2023-07-12 |
| DE | RA | APPROVED | 2023-03-15 |
| AZ | RA | APPROVED | 2021-07-12 |
| CA | RA | APPROVED | 2021-06-17 |
| NY | RA | APPROVED | 2021-02-23 |
| NV | RA | APPROVED | 2021-02-11 |
| FL | RA | APPROVED | 2021-01-29 |
| GA | RA | APPROVED | 2021-01-29 |
| OH | RA | APPROVED | 2021-01-29 |
| AL | RA | APPROVED | 2021-01-28 |
| IL | RA | APPROVED | 2021-01-28 |
| KY | RA | APPROVED | 2021-01-28 |
| LA | RA | APPROVED | 2021-01-28 |
| MS | RA | APPROVED | 2021-01-28 |
| MO | RA | APPROVED | 2021-01-28 |
| NJ | RA | APPROVED | 2021-01-28 |
| NC | RA | APPROVED | 2021-01-28 |
| OK | RA | APPROVED | 2021-01-28 |
| PA | RA | APPROVED | 2021-01-28 |
| SC | RA | APPROVED | 2021-01-28 |
| TX | RA | APPROVED | 2021-01-28 |
| VA | RA | APPROVED | 2021-01-28 |
Branch Locations
5600 Glenridge Dr. Suite 600 East, Atlanta, GA 30342 • United States
500 E 2Nd Street, Rome, GA 30161 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Llc | Horsham | PA | 09/2011 | 01/2021 |
| Penn Mutual Life Ins Co | Horsham | PA | 03/2011 | 01/2021 |
| Guardian Life Insurance | Atlanta | GA | 01/2021 | 02/2021 |
| Park Avenue Securities | Atlanta | GA | 01/2021 | 02/2021 |
| Guardian Life Insurance Company | Rome | GA | 02/2021 | Present |
| Park Avenue Securities | Rome | GA | 02/2021 | Present |
| Guardian Life Insurance Company | Atlanta | GA | 07/2025 | Present |
| Park Avenue Securities | Atlanta | GA | 07/2025 | Present |
1) Ande Frazier Consulting-Professional speaker, author, Start date: 01/01/2008, Address: 983 Marcel Rd., Baldwin, NY 11510, 10-25 total hours per month, 10-25 during securities trading hours, Not investment related, Less than 10% annual compensation, 2) Peachtree Tax Advisors-Tax prep, Start date: 07/09/2020, Address: 500 East 2nd Street, Rome, GA 30161, 10 total hours per month, 3 during securities trading hours, Not investment related, Less than 10% annual compensation, 3) Successor Power of Attorney for Mother, Start date: 12/01/2020, Address: 304 Rustic Ridge Road, Rome, GA 30161, 0 total hours per month, Not investment related, No annual compensation, 4) Peachtree Planning of North Georgia, Start date: 10/01/2022, Address: 500 E. 2nd St. Rome, GA 30161, 1 total hours per month, 1 during securities trading hours, Not investment related, No annual compensation, 5) Exchange Club Family Resource Center-Board Member, Start Date: 1/1/2026, Nature: 501c3 agency that provides in-home parenting and life skills training to families, Address: 202 East Third Avenue, 3rd Floor, PO Box 163, Rome GA 30162-0168, Duties: Treasurer/Review monthly financial report of receivables, 2 total hours per month; 1 during securities trading hours, Not investment related, 6) Author, Start Date: 1/1/2020, Address: 8 Everwood Ct., SE, Rome, GA 30161 2 total hours per month; 1 during securities trading hours, Not investment related, Less than 10% annual compensation, 7) Professional Speaking, Start Date: 1/1/2020, Address: 8 Everwood Ct. SE, Rome, GA 30161, 3 total hours per month; 3 during securities trading hours, Not investment related, Greater than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-11-09 |
| S65 | Uniform Investment Adviser Law Examination | 2010-11-05 |
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