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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-02-22 |
| VT | RA | APPROVED | 2017-02-21 |
| VI | RA | APPROVED | 2017-02-21 |
| ND | RA | APPROVED | 2017-02-18 |
| CT | RA | APPROVED | 2017-02-17 |
| WV | RA | APPROVED | 2017-02-16 |
| DE | RA | APPROVED | 2017-02-15 |
| KS | RA | APPROVED | 2017-02-15 |
| NE | RA | APPROVED | 2017-02-14 |
| PA | RA | APPROVED | 2017-02-14 |
| RI | RA | APPROVED | 2017-02-14 |
| AL | RA | APPROVED | 2017-02-13 |
| AR | RA | APPROVED | 2017-02-13 |
| IN | RA | APPROVED | 2017-02-13 |
| MS | RA | APPROVED | 2017-02-13 |
| TX | RA | APPROVED_RES | 2009-01-16 |
| CA | RA | APPROVED | 2005-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Laguna Hills | CA | 06/1997 | Present |
I*463914, Entity Type: Entity For Profit, Name of OBA: Notary, Address: oxnard, California 93036, Investment Related: N, Position, Title, Association: Other,Committee, Employee Start Date: 04/17/2011, No Hours: 2, No Hours during trading: 2, Duties: Office Notary
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-16 |
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