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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-05-05 |
| TX | RA | APPROVED | 2014-05-02 |
Branch Locations
2999 Oak Road Suite 1030, Walnut Creek, CA 94597 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates Inc | Walnut Creek | CA | 05/2014 | Present |
(1)Name of Business: DEL 13 LLC Address: 94 Woodranch Circle, Danville, CA, 94506, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/20/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 25% Owner of family cabin that has been placed in an LLC for tax and liability purposes. Cabin is co-owned with other family members.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-11 |
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