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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2005-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Mooresville | NY | 03/2005 | Present |
1. 03/23/2005 - DBA ONLY - KARP FINANCIAL STRATEGIES, INC. - MOORESVILLE, NC. 2. 3/28/2005 - NON-VARIABLE INSURANCE - SELL FIXED ANNUITIES, LTC, TERM LIFE, DISABILITY, UNIVERSAL LIFE. - MOORESVILLE, NC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-18 |
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