Joan Marie Winter

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-02-28
IL	RA	APPROVED	2021-10-22

TX RA
APPROVED

Since 2023-02-28
IL RA
APPROVED

Since 2021-10-22

Branch Locations

760 West Main Street Suite 200, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Barrington	IL	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Barrington, IL

Other Businesses

PhotoJJenic; Investment related - No; Photography; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2019; During business hours: 0; After business hours: 10 *573374- Julie Gockman Photography; Investment Related - Yes; Lake In the Hills, Illinois; Photography; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2023; During Business Hours: 0; After Business Hours: 40; Labor/Service

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-22
S63	Uniform Securities Agent State Law Examination	1994-05-05

S66 Uniform Combined State Law Examination

2021-10-22
S63 Uniform Securities Agent State Law Examination

1994-05-05

Other Names

Joan Marie Moran
Joan Marie Schleyer

View on SEC IAPD