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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-17 |
| IN | RA | APPROVED | 2021-12-02 |
Branch Locations
1 E Ohio St Floor 17, Indianapolis, IN 46204 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Indianapolis | IN | 05/2012 | 12/2018 |
| Jpmorgan Securities Llc | Indianapolis | IN | 11/2021 | Present |
| Jpmorgan Chase Bank Na | Indianapolis | IN | 11/2021 | Present |
| Pnc Financial Services | Indianapolis | IN | 05/2012 | 11/2021 |
Entity Name: Indiana State Museum and Historical Sites Investment related: No "Address: 650 W. Washington St, Indianapolis, IN 46204 website: indianamuseum.org" Nature of the other business: Museum Position/Title/Relationship: Employee/Contractor Start Date: 09/15/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Indiana State Museum is a museum located in downtown Indianapolis, Indiana, United States. The museum houses exhibits on the science, art, culture, and history of Indiana from prehistoric times to the present day. I've been asked to be on the board and sit on the investment committee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-05 |
| S65 | Uniform Investment Adviser Law Examination | 1999-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-03 |
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