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Current Employers
Howard Capital Management, Llc

415 South Broad Street, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2008-01-31
TX RA APPROVED 2003-02-05
  • GA RA
    APPROVED
    Since 2008-01-31
  • TX RA
    APPROVED
    Since 2003-02-05

Branch Locations

415 South Broad Street, Alpharetta, GA 30009 • United States

2201 Ave S., Huntsville, TX 77340 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Howard Capital Management, Inc Huntsville TX 01/1999 Present
The Optimized Ria ,Inc Roswell GA 10/2015 Present
  • 01/1999 → Present
    Howard Capital Management, Inc
    Huntsville, TX
  • 10/2015 → Present
    The Optimized Ria ,Inc
    Roswell, GA
Previous Registrations
  • 2016-06-20 → 2016-10-31
    Blue Duck Wealth Management
    Roswell, GA
  • 2007-12-05 → 2009-08-26
    Onyx Wealth Advisors, Inc.
    Dallas, TX
  • 2005-09-19 → 2005-12-31
    Onyx Wealth Advisors, Inc.
    Huntsville, TX
  • 2004-05-13 → 2005-09-28
    Houston, TX
  • 2002-07-30 → 2004-12-31
    Ims Securities, Inc.
    Huntsville, TX
Other Businesses

V.J. TRADING INC.-PARTNER, INVESTMENT RELATED BUSINESS. AR INVESTMENTS, LLC - OWNER, NON-INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-04
  • S63 Uniform Securities Agent State Law Examination
    1994-04-04

View on SEC IAPD

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