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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-04-27 |
| MA | RA | APPROVED | 2025-10-21 |
| DC | RA | APPROVED | 2025-10-08 |
| FL | RA | APPROVED | 2025-09-26 |
| WV | RA | APPROVED | 2025-09-19 |
| GA | RA | APPROVED | 2025-09-18 |
| NJ | RA | APPROVED | 2025-09-18 |
| OH | RA | APPROVED | 2025-09-18 |
| AL | RA | APPROVED | 2025-09-17 |
| CT | RA | APPROVED | 2025-09-17 |
| DE | RA | APPROVED | 2025-09-17 |
| IL | RA | APPROVED | 2025-09-17 |
| IN | RA | APPROVED | 2025-09-17 |
| KY | RA | APPROVED | 2025-09-17 |
| ME | RA | APPROVED | 2025-09-17 |
| MD | RA | APPROVED | 2025-09-17 |
| MI | RA | APPROVED | 2025-09-17 |
| MS | RA | APPROVED | 2025-09-17 |
| NH | RA | APPROVED | 2025-09-17 |
| NY | RA | APPROVED | 2025-09-17 |
| PA | RA | APPROVED | 2025-09-17 |
| RI | RA | APPROVED | 2025-09-17 |
| SC | RA | APPROVED | 2025-09-17 |
| VA | RA | APPROVED | 2025-09-17 |
| WI | RA | APPROVED | 2025-09-17 |
| NC | RA | APPROVED | 2025-09-09 |
Branch Locations
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Financial Group | Springfield | MA | 06/2010 | 01/2021 |
| Mml Distributors, Llc | Charlotte | NC | 05/2014 | 01/2021 |
| Gwfs Equities, Inc. | Charlotte | NC | 01/2021 | 04/2025 |
| Missionsquare Investment Services | Washington | DC | 08/2025 | Present |
| Missionsquare Retirement | Washington | DC | 08/2025 | Present |
| Unemployed | Waxhaw | NC | 05/2025 | 07/2025 |
Name of the other business: MissionSquare Retirement. Address of the other business: 777 N. Capitol Street, NE, Washington, DC 20002. Nature of the other business: MissionSquare is a Delaware non-profit corporation established in 1972 to assist state and local governments and their agencies and instrumentalities ("plan sponsors") in the establishment and maintenance of deferred compensation and qualified retirement plans for their public sector employees. Is the business investment-related? Yes. Position, title, or relationship with the other business: MVP, Field Sales. Start date of your relationship: 8/4/2025. Approximate number of hours/month you devote to the other business: 160 (~8hr/day). Number of hours you devote to the other business during securities trading hours (9:30 am-4:00 pm EST): 8.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-05 |
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