Best Investors
Account
Sign in
4001 Maple Avenue Suite 290, Dallas, TX 75219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-16 |
Branch Locations
4001 Maple Avenue Suite 290, Dallas, TX 75219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Asset Management, Inc. | Houston | TX | 04/2006 | 06/2017 |
| Ubs Asset Management, Inc. | Houston | TX | 12/2003 | 06/2017 |
| Requisite Capital Management Llc | Houston | TX | 06/2017 | Present |
| Fallline Securities, Llc | Darien | CT | 06/2017 | 12/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-27 |
Reach out to this advisor