Best Investors Account Sign in

Sean Edward Conley

Morgan Stanley

Morristown, NJ

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-10-22
TX RA APPROVED 2021-10-22
  • NJ RA
    APPROVED
    Since 2021-10-22
  • TX RA
    APPROVED
    Since 2021-10-22

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 08/1995 10/2021
Bank Of America, N.A. Florham Park NJ 04/2011 10/2021
Morgan Stanley Smith Barney Llc Florham Park NJ 10/2021 Present
Morgan Stanley Private Bank, N.A New York NY 11/2021 Present
  • 08/1995 → 10/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Florham Park, NJ
  • 04/2011 → 10/2021
    Bank Of America, N.A.
    Florham Park, NJ
  • 10/2021 → Present
    Morgan Stanley Smith Barney Llc
    Florham Park, NJ
  • 11/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-10
S63 Uniform Securities Agent State Law Examination 1995-10-25
  • S65 Uniform Investment Adviser Law Examination
    1996-01-10
  • S63 Uniform Securities Agent State Law Examination
    1995-10-25

View on SEC IAPD

Other Firms

EDWARD JONES
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC
LPL FINANCIAL LLC
KIELY CAPITAL MANAGEMENT, INC.
MML INVESTORS SERVICES, LLC
EQUITABLE ADVISORS, LLC
HIMCO, LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

Jason Phillip Beswick
Eric Lee Brubaker
FRANK Charles WARD
THOMAS PATRICK ZINCKGRAF
BERNARD MARK KIELY
YVONNE CICETTI KIELY
WILLIAM MOUQUIN WEISS
JOSEPH HENDRICK

Other Offices

EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ
HIMCO, LLC · MORRISTOWN, NJ

More in Morristown, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor