Charles Ragonese

Current Employers

Employment History

• 01/2015 → 10/2018
  Global Financial Private Capital, Llc
  Sarasota, FL
• 01/2015 → Present
  Mountain Peak Financial, Inc.
  Redlands, CA
• 10/2018 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 01/2005 → 08/2019
  Charles Ragonese Self-Employed
  Tujunga, CA

Previous Registrations

• 2015-01-30 → 2018-10-02
  Global Financial Private Capital, Inc.
  Upland, CA
  Palm Desert, CA
  San Dimas, CA
  Sarasota, FL
  Palm Desert, CA
• 2011-07-14 → 2015-02-04
  Psp Financial Services Llc
  San Dimas, CA
• 2009-11-23 → 2011-09-14
  Reap Financial Group, Llc
  San Dimas, CA
• 2008-11-10 → 2010-01-14
  Brookstone Capital Management Llc
  San Diego, CA
  Wheaton, IL

Other Businesses

1.) MOUNTAIN PEAK FINANCIAL, INC.; INVESTMENT-RELATED; 1901 ORANGE TREE LANE, SUITE 260. REDLANDS, CA 92374; INSURANCE SALES AND SERVICE; PRESIDENT; 01/2015; 50 HOURS PER MONTH; 50 HOURS PER MONTH; LIFE INSURANCE AND FIXED INSURANCE PRODUCT SALES

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-10-08
• S63 Uniform Securities Agent State Law Examination
  1994-03-30