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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Coconut Creek | FL | 09/2016 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Coconut Creek | FL | 09/2016 | 12/2018 |
| Hirev, Llc | Plantation | FL | 11/2015 | 10/2016 |
| Lachman & Diaz Financial Services, Llc | Eagle Lake | FL | 02/2024 | 08/2025 |
| The Zayn Group, Inc. | Miami | FL | 12/2022 | 02/2024 |
| Island Flavors, Inc. Dba Golden Krust | Bronx | NY | 01/2020 | 12/2022 |
| Unemployed | Long Island City | NY | 12/2018 | 01/2020 |
| Charles Schwab | Maitland | FL | 08/2025 | Present |
| Schwab Wealth Advisory Inc. | Orlando | FL | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-12-01 |
| S66 | Uniform Combined State Law Examination | 2012-06-27 |
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