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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-31
FL RA APPROVED 2011-01-18
  • TX RA
    APPROVED
    Since 2011-01-31
  • FL RA
    APPROVED
    Since 2011-01-18

Branch Locations

34990 Emerald Coast Pkwy, Destin, FL 32541 • United States

Destin, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Destin FL 09/2010 Present
Bank Of America, Na Destin FL 04/2011 Present
  • 09/2010 → Present
    Merrill Lynch
    Destin, FL
  • 04/2011 → Present
    Bank Of America, Na
    Destin, FL
Other Businesses

I*913237 For profit or not for profit: Entity For Profit Name of outside business organization: Don David Hobby Investment related: N Address of business: Destin, Florida, 32541 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 8/20/2021 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Sports Trading Card Sales I*1370269 For profit or not for profit: Entity For Profit Name of outside business organization: Don David Board Game Design Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 6/26/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I have personally designed a board game, and hope to license it to a Game Publishing Company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-07
  • S66 Uniform Combined State Law Examination
    2011-01-07
Other Names
  • Donald Worth David

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