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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-10-07 |
| TX | RA | APPROVED_RES | 2022-10-05 |
Branch Locations
394 Milledge Avenue Suite 106, Athens, GA 30605 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Athens | GA | 09/2015 | 10/2022 |
| Stifel, Nicolaus & Company, Incorporated | Athens | GA | 10/2022 | Present |
1. UGA Terry College of Business; 600 S Lumpkin St, Athens, GA 30605; The Business School at UGA; Emeritus Board Member; Annual meeting with the Dean; 01/01/2022; 4 Hours per Year; Not during securities trading hours; Not Investment-Related. 2. Ga Beta SAE Fraternity Campaign Committee; 247 Pulaski St, Athens, GA 30606; Capital Campaign to renovate Historic Home; Campaign Chairman; Organize efforts to get people involved; 7/1/23; 1 hr/wk; Not during securities trading hours; Not Investment Related. 3. Dick Ferguson's Clothing Store; 1059 Baxter St Athens GA 30606; Mens clothing store; Secretary; None day to day, own 33% of the business; 1/19/2023; 4.00hrs/month; Not during securities trading hours; Not Investment-Related 4. Athens Country Club; 2700 Jefferson Rd Athens GA 30606; Country club, golf tennis, dining, pool; Board Member; General governance of the club; 03/26/2024; 4.00hrs/month; Not during securities trading hours; Not Investment-Related 5. GA Beta SAE; 247 Pulaski St Athens, GA 30606; Social Fraternity; Member House Corporation; Advisor; 04/01/2026; 1hr/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-20 |
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